- UK Finance respond to UK Government White Paper on Brexit
- UK FInance publishes Mortgage Trends Update
- Capgemini report reveals that the financial services industry could expect to add up to $512bn to global revenues by 2020 through ‘intelligent automation’
- Banking Trojans global impact has increased by 50% in last four months
- Emma Technologies FinTech raises £420,000 in seed funding
- Liberis uses Open Banking technology to increase funding access for UK small businesses
- Moneybox closes a £14m Series B funding expired
- Visa Loyalty Solutions(VLS) with FinTech novae launches omnichannel digital points redemption platform available to all issuing banks in Latin America and the Caribbean expired
- Bank of Cyprus completes sale of UK subsidiary to Cynergy Capital expired
- Capital Dynamics to acquire Milan-based Advanced Capital SGR expired
- EQT and other co-investors agree to acquire Saxo Payments Banking Circle from Saxo Bank expired
- Frontierpay opens Asia HQ in Singapore expired
17th April 2018
SEC to host roundtable on market structure for thinly-traded securities
The Securities and Exchange Commission (SEC) is to host a roundtable on 23 April that will address the market structure for thinly-traded exchange-listed securities, both equities and exchange-traded products.
The roundtable, which will be held at the SEC's headquarters at 100 F Street, NE, Washington, DC, will discuss the challenges faced by participants in the market for thinly-traded exchange-listed securities and potential improvements that might be considered to the market structure for these securities.
Smaller companies, the securities of which are often thinly traded, play an essential role in the economy. Currently, there is a single equity market structure for all National Market System (NMS) securities, large and small, liquid and illiquid.
The SEC is interested in views from a broad range of market participants as to whether targeted changes should be made to optimise the market structure for thinly-traded securities. The roundtable will be open to the public and webcast live on SEC.gov. Information on the agenda and participants will be issued shortly.